Surveillance Compliance Officer | Financial Markets
About the Role
This opportunity is for professionals who want to build a long-term career inside financial markets, working at the centre of market integrity, regulation, and risk.
You will play a critical role in monitoring trading activity across global exchanges, identifying irregular behaviour, and helping protect the integrity of financial markets.
This is a front-line control function within a global financial services business.
Your work directly supports trading, brokerage, and regulatory obligations across listed derivatives and multi-asset markets.
This role offers stability, intellectual challenge, and deep exposure to complex market structures in a highly regulated environment.
The Business
You’ll join a global financial services firm with a strong presence across derivatives, commodities, and FX markets.
The business operates internationally, supports institutional and corporate clients, and offers long-term career development for professionals specialising in markets, compliance, and risk.
What You’ll Be Doing:
- Monitoring trading activity across APAC exchanges
- Conducting market surveillance across derivatives and multi-asset products
- Reviewing alerts and investigating unusual trading behaviour
- Escalating findings in line with regulatory and internal frameworks
- Supporting regulatory reporting and governance processes
- Partnering with trading, risk, and compliance stakeholders
This is a judgement-led role with real accountability.
Who This Role Suits:
- Experience in compliance, surveillance, or risk within financial markets
- Strong analytical capability and attention to detail
- Clear written and verbal communication skills
- Comfort working in structured, regulated environments
- Interest in market integrity and regulatory frameworks
Experience with market surveillance tools is advantageous but not essential.
What’s On Offer:
- Competitive base salary + super
- Discretionary annual bonus
- Exposure to global markets and exchanges
- Long-term career stability
- Ongoing professional development and training
Why This Role Matters
- Market integrity underpins the entire financial system.
- This role exists to protect it.
If you want a career that sits close to market activity, regulation, and governance — without revenue pressure — this is a strong long-term path.