🚨 EXCLUSIVE | SMF16 & SMF17 COMPLIANCE DIRECTOR

📍 Leeds | Hybrid | 🏢 IFA / Wealth Management

Looking for your next Compliance leadership role — but want more than just another compliance position?

Phoenix Talent Partners is exclusively representing a forward-thinking, technology-led IFA business on an exciting growth journey.

This is a genuine opportunity to influence, develop and grow.

🔹 SMF16 & SMF17 responsibility

🔹 Compliance strategy, governance & oversight

🔹 Financial Crime responsibility

🔹 Compliance monitoring & regulatory controls

🔹 Genuine seat at the table

🔹 Opportunity to influence how AI & technology shape the future compliance function

🔹 Dedicated senior compliance leader providing mentoring & support

🔹 Long-term potential to develop towards CRO

ABOUT YOU

We're looking for a senior Compliance professional with:

✔️ Strong IFA / wealth management experience

✔️ SMF16 experience — or ready to step into it

✔️ Experience across Financial Crime & Governance

✔️ Strong understanding of IFA / wealth planning compliance controls

✔️ Level 4 Diploma in Financial Planning (or equivalent) — essential

✔️ Compliance qualification — desirable

✔️ A curious, collaborative and future-focused mindset

This is a flat, collaborative culture where everyone has a voice and your experience will genuinely help shape the business.

💷 Competitive package & benefits

📍 Leeds / Hybrid

🚀 Real career development & CRO potential

If you're ready for a role where you can make an impact rather than simply maintain the status quo, let's talk.

📩 Exclusively represented by Phoenix Talent Partners | Confidential enquiries welcome.

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