Job Description:

Essential Responsibilities:

·      Provide leadership of the Company's regulatory reporting program and team members ensuring timely, complete, and accurate financial reporting to our regulatory bodies

·      Oversee the process for preparation of applicable quarterly/annual Regulatory Financial Reports related to interna companies and other legal entities

·      Review Reports prior to submission, facilitate reviews and approval with Senior Management

·      Lead regulatory reporting data strategy for the Company, continuously driving data quality and process improvements across the end-to-end process for reportable data and increasing automation efforts

·      Lead Regulatory Reporting Systems team in supporting various Finance groups to ensure new or changes to existing reporting requirements are met in a controlled manner

·      Partner closely with Quality Assurance team to mitigate key risks in the process and execute control enhancements as needed

·      Key point of contact for requests and reviews by applicable Regulators, 2nd Line of Defense, Internal and External Audit

·      Lead governance of the regulatory reporting process, including ensuring appropriate training for all key stakeholders

·      Act as functional subject matter expert and partner closely with cross functional teams on new products and initiatives to ensure activities are reported in compliance with the applicable instructions

·      Ensure maintenance/enhancement of control environment including SOP’s, documentation of policies and procedures

·      Ensure consistency across SEC reporting and Regulatory Reporting, where applicable

·      Partner with other key finance groups in contributing to appropriate automation initiatives and managing the projects through to completion.

·      Perform other duties and/or special projects as assigned

Qualifications/Requirements:

·      Bachelor’s degree and a minimum ten years Accounting experience in the Banking or Financial Services industry or in lieu of a Bachelor’s Degree, a high school diploma / GED and a minimum of 13 years of accounting experience in the banking or financial services industry

·      Minimum five years’ experience with Regulatory / Financial Reporting as a Financial Services business

Desired Characteristics:

·      CPA preferred

·      Bachelor’s degree in Accounting or Finance,

·      Experience with Axiom ControllerView reporting tool

·      Proficient use of financial systems and analytical tools including Hyperion / Oracle Enterprise Performance Management

·      MBA / Master in Accountancy preferred

·      Ability to lead teams, both virtually and in person

·      Strong ability to lead multiple projects/manage priorities and drive to completion

·      Ability to multi-task in a dynamic environment; attention to detail and follow-up

·      Excellent analytical and problem-solving skills

·      Excellent communication skills – both oral and written